[PDF.45wh] The Prudent Investment Adviser Rule: Risk and Liability Management for Investment Fiduciaries
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The Prudent Investment Adviser Rule: Risk and Liability Management for Investment Fiduciaries
James W. Watkins III
[PDF.um28] The Prudent Investment Adviser Rule: Risk and Liability Management for Investment Fiduciaries
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| #3358051 in Books | 2016-03-03 | Original language:English | PDF # 1 | 9.00 x.25 x6.00l,.35 | File type: PDF | 108 pages||0 of 0 people found the following review helpful.| Great book should be mandatory reading for business owners with a 401k and those that sell 401k plans.|By Howard|This book is a must read for business owners with a 401k and agents who sell 401ks, mutual funds and variable annuities. This book is not a hard read and the author is very skilled at communicating complex matters in simple to read English.|About the Author|James W. Watkins, III, is an attorney, CFP professional, and accredited wealth management advisor. He is a honor graduate of Georgia State University and a graduate of the University of Notre Dame School of Law. He serves as a CFP Ambassador for
Today's financial professionals face more legal challenges than ever before. "The Prudent Investment Adviser Rule" provides investment fiduciaries such as as financial advisers, investment advisers and 401(k)/pension plan sponsors with useful information and legal standards that they can use to help comply with current legal requirements, thereby helping them to avoid unnecessary and unwanted liability exposure for themselves and their company.
You can specify the type of files you want, for your gadget.The Prudent Investment Adviser Rule: Risk and Liability Management for Investment Fiduciaries | James W. Watkins III. I have read it a couple of times and even shared with my family members. Really good. Couldnt put it down.